Brad Allenby: “Pluralism was designed for a time when information moved more slowly”

In this wide-ranging interview, Brad Allenby – a Lincoln Professor of Engineering and Ethics at Arizona State University – warns us about the transformational impact of technology (including AI) on the existing institutions and shares his insights on the future of war.

Writing about the rise of AI, Henry Kissinger pointed out his concern with “the historical, philosophical and strategic aspect of it. I’ve become convinced that AI is going to bring a change in human consciousness exceeding that of the Enlightenment.” What worries you about the rise of AI (especially as the rise of AI happens in a context where advances in biotechnology and neuroscience seem to be opening new frontiers)?

One of the difficulties is that AI is one of those technologies like electricity, an enabling one across the technological frontier. We are going to be using it in the car navigation systems, in cellphones or refrigerators. It is not that we are going to have this integrated AI as a technological threat in the same way that we perceive a nuclear weapon. AI is going to enable new behaviors and new activities, which is one source of problems—just think about the intervention of the Russians in the 2016 American elections. At the same time, you are also going to have fundamental changes in the assumptions that underwrite our institutions. If you look at the American political system today we are arguing about the First Amendment [on freedom of speech]. But AI as integrated into social media, and the amount of information that we are generating means that that is an irrelevant question. If you can’t get on social media you don’t have free speech. You have AI integrated with other things acting in ways that are destabilising for the existing institutions. This is our biggest problem. The rate of change is accelerating, it is going to be more profound, so we are going to need to be able to develop new institutions that are much more agile and adaptive, and yet at the same time more ethical than the ones they are replacing.

How do you see the impact of AI and big data on democracy and pluralism at a time when the public square has increasingly moved online? Can they make democracy and pluralism more resilient and healthy, or are we going to see the opposite: AI-enabled malign information campaigns, tribalism on steroids (with societies that become divided along Hutu vs. Tutsi lines), or even Orwellian states where comprehensive surveillance is dominant?

Especially because there are so many dimensions to these changes, I think that you can’t predict; the only thing you can really do is to create scenarios. It is not an unreasonable scenario to ask if the integration of AI, the party and private firms into a network in China, which is part of the Social Credit System (SCS) doesn’t give authoritarianism a significant jump in fitness. Meanwhile the difficulty with pluralism is that the pluralistic structure was designed for a period when information in particular moved much more slowly. You see that in the First Amendment and with the checks and balances system. These are fine until the rate of change and technological reality decouple them from the governance system. Institutions that were designed for a low-bandwidth world suddenly find themselves overwhelmed by information flows. Once that happens, pluralistic societies have to think deeply how they reinvent themselves, because their authoritarian competitors are already reinventing themselves. A reasonable scenario is that the changes tend to weaken pluralism and tend to strengthen soft authoritarianism.

If the US is going to be successful going forward, it is going to have to figure out how to create a pluralism that embraces tribalism.

In this context, the thing to keep an eye on is how different cultures manage to use the integrated capability of the emerging cognitive ecosystem — 5G, social media, AI, the Internet of Things. Are they able to use that in ways which augment the effectiveness and the power of the state and party? Or does it rebound on their system in such a way that it fragments even more? The Chinese are putting together the Social Credit System (SCS) which integrates all of those. Everyone depends on the social credit system. You have a high credit score and you can get in airplanes, in trains, you can go to certain colleges. It becomes a very powerful way of nudging behaviour. They are creating a structure where unless people behave the way you want them to, they are going to hurt themselves.

Are the 21st century autocracies better positioned to compete and master AI/cognitive infrastructures than democracies?

Democracies in particular have a big problem. In the Constitution of the US we have this strong split between the military and civilian powers. That is great until your adversaries adopt a whole strategy of civilisational conflict (and both the Chinese and Russians have done it), in which case you are in trouble. Your military knows that it is a threat, but it is over the civilian infrastructure, so they can’t intervene. The pluralistic response may become more chaotic, and very importantly, it begins to take longer. The problem with authoritarianism has always been that it was fragile. But designed properly, a social credit system can not only nudge citizens to behave the way the authoritarians want them to do, but it can also detect when there are issues that might affect the legitimacy of the authoritarian. It can become a way of channeling information upwards as well. Designed right, the traditional problems of authoritarianism are ameliorated by this integrated AI/human capability. If that is the case, then you have pluralism getting more and more chaotic, more sclerotic, and you have soft authoritarianism becoming more effective.

The West: too successful to adapt?

During the 19th century, the Industrial Revolution was a hugely disruptive force that reshaped the international system and the balance of power globally. Some benefited and others lost. Are we in the early stages of a similar competition between the West and the Rest, spearheaded by a new technological revolution? With what implications?

Yes, we are. Successful institutions are going to be successful because they are fit for the current environment. That has been true for 200 years of Western models of governance. That also means that when things change fundamentally, they are the unfit ones. It is very hard for a successful organisation to adapt. AT&T used to be a great telephone company, but along comes internet telephony and AT&T goes away. The same is true of very successful governance systems. The problem that the Americans have is that they’ve been successful, and that is going to inhibit their ability to adjust to a world where the fundamental assumptions underlying those institutions have changed. Internationally, we may be entering a period where we are moving toward a kind of neo-medievalism: rather than having a single power we are going to have competing local power dynamics that tend to disrupt international commerce and could lead to higher levels of violence.

The amount of information that is available, the too many different stories, create an information overload so people fall back on their core narratives, not because they are stupid but because they are forced to. The only way they can continue to make sense of the world is to fall back on a tribal narrative that is more a matter of belief than of applied rationality.

This new type of medievalism might happen also inside the states not only in the international system. Tribalism is on steroids, the space for compromise-oriented elites is shrinking. This is a huge pressure for the US, as it used to function under the logic of E pluribus unum.

It is a problem that particularly the Americans have. To the best of my knowledge we never really had a world power that didn’t have an exceptionalist narrative. The problem is that today in their pursuit of identity politics the Americans have managed to destroy the integrating social narrative. The exceptionalist narrative in the US is very weak. Over time the US will become less competitive because tribal interests are going to grow to dominate the body politic. If the US is going to be successful going forward, it is going to have to figure out how to create a pluralism that embraces tribalism. That is going to be very hard. Tribalism, identity politics are here to stay. It is important to understand why. Individuals are information-processing mechanisms. If you fundamentally change the information environment you are going to perturb the performance of individuals and their institutions. Technologically-enabled trends are slowly undermining the core assumption of a pluralistic society — the individual as a rational citizen. That is exactly what we’ve done in the last 10 years. The amount of information that is available, the too many different stories, create an information overload so people fall back on their core narratives, not because they are stupid but because they are forced to. The only way they can continue to make sense of the world is to fall back on a tribal narrative that is more a matter of belief than of applied rationality. In short, a shifting away from System 2 thinking (predisposed to slow, applied rationality), back to System 1 thinking (predisposed to fast, emotional, intuitive thinking). That means that tribalism is not only going to continue, but strengthen.

The era of civilisational conflict

You have written a lot on the changes that affect conflict and war. What significant trend-lines do you see as shaping the future of conflict?

To me the deeper question is what fundamental structures have to change as we move into an era of ongoing, low-level civilisational conflict. Unless and until something dramatic happens, that is going to be the state of the world. If that is the case, what works and what doesn’t? You might say that clearly the military-civilian divide embedded in the US Constitution is obsolete and you should rethink it. That is never going to happen, but the deeper you get into what is happening to those assumptions, the more those kind of fundamental changes may need to be thought through.

But back to this paradigm change. The easiest way to think about the civilisational conflict is that over the last 30 years, the US has become the preeminent traditional military power. If you are China or Russia you are not going to be able to accept that that limits your freedom to protect what you feel are your vital interests. So you are going to figure out some way of developing effective asymmetric warfare and strategies. Overall, strategic and technological imperatives are changing how war and conflict are framed, generating a shift from military confrontation to a much broader and complex conflict waged across all domains of civilisation. Both Russia and China have gone in the same direction moving toward coherent theories of 21st-century conflict, and contemplating the inclusion of all dimensions of a civilisation in a very deliberate, strategically integrated process of long-term, intentionally coordinated conflict. You see this trend with the so-called ‘Gerasimov doctrine/New-generation warfare’ and the ‘Unrestricted warfare’ doctrine of the Chinese, and the implication is that all elements of an adversary’s culture and society become fair game for conflict. It does mean that you will be constantly attacking across that entire frontier. The idea that war is restricted to certain times and certain forms of combat becomes obsolete. Something that we need to recognise is that Russia is in constant war with the West; they have been over a long time, and they are continuing to fight it. The problem that NATO has is that it is more like a digital system. It is either on or off, it is either war or not. With the Russians it’s analogue. That is not something that the West is well designed to meet, either in terms of strategy or institutions. As much as the West may not like it, our adversaries have chosen civilisational conflict, and that is where we are. We need to adapt.

You can see the different ways in which major powers structure, for example, their cyber-activities. The Russians tend to use both internal government and criminal organisations. The Chinese tend to keep their high-technology companies very close and integrated with the state, so the party, the state and the private companies are all generally aligned in their behaviour. The Americans tend to let their companies go and view their private sector as being the innovative sector. That kind of fragmented approach means the Americans are unable to coalesce and align, even informally, the way the Chinese are. They have a different idea of what constitutes a civilisational conflict structure than the Americans do.

Something that we need to recognise is that Russia is in constant war with the West; they have been over a long time, and they are continuing to fight it. The problem that NATO has is that it is more like a digital system. It is either on or off, it is either war or not. With the Russians it’s analogue.

How do you see the implications of the emerging cognitive infrastructure for the traditional Boydian OODA loop? Visions of the war of the future talk about ‘algorithmic warfare’, where decision dominance is of the essence.

Conflict at the level of world powers of all kinds is going to be faster, more complex, and more systemic. Being fast and understanding your environment better – accelerating the OODA loop beyond the point that your adversary can follow – is going to provide the strategic advantage. At the same time, there will be many conflicts, such as in the Middle East and sub-Saharan Africa, that are going to be low-level communal and tribal violence powered by deep ideological differences – the so-called neomedieval environment. Speed, agility, access to large data pools, and adaptability are key, so the nations that figure out how to do that – how to get inside the OODA loop of one’s adversaries – are going to dominate over time. The West is not doing particularly well on any of those metrics, which should be a cause of concern.

What do we want to save about the ancien régime?

What are the implications of how we should think or rethink about the resilience of a pluralist democracy?

If pluralism is going to prosper, it needs to develop a way to reinvent itself from the foundations up. In doing so it may lose something that we value, but that is because it is becoming obsolete. In some ways we should think about the task as sitting down in 1788 – what do I want to save about the ancien régime? Because things are going to change and are going to be different. France was France before 1789 and it was France after 1789. So the question for the West is, what kind of West do we want to be?

Let’s also discuss the main ethical implications. People fear a future where robots might control us. What principles should regulate/govern the use of AI? Do you see the potential to educate and programme the intelligent machines in the spirit of the 10 commandments? Or are we becoming too much dependent on the old assumptions when imagining the future?

All of the above. I think we are already too dependent on the assumptions that were valid during the first Enlightenment, but they are going to change. The first Enlightenment didn’t fail – it succeeded brilliantly, but now it has obsoleted itself. The second Enlightenment is going to require us to rethink our ethical structures. As far as robots are concerned we are going to find that we have a far more complex environment, but the ethics are not part of what the robots bring to the table. We always tend to think about the robots and AI as being kind of like us. But they are not going to be. We are the product of the things that were evolutionarily necessary for a species like ours to prosper and become the dominant species on the planet. But there is no reason why the Internet should develop that same cognitive structure. For humans, emotion is among other things a shortcut to decision-making. If the situation is too complex, emotions kick in and we respond. An AI should not have the same constraint. It may have different ones, but it is not going to think the way we do. It is going to think profoundly differently. We keep thinking of AI as the Skynet. It may not be Skynet, it may be like Google maps or Alexa, that just become more and more part of your life.

Brad Allenby is a Lincoln Professor of Engineering and Ethics and co-chair of the Weaponised Narrative Initiative of the Center for the Future of War at Arizona State University.

Parts of this interview were published in Romanian in the printed issue of Cronicile Curs de Guvernare, No. 91.

Thomas Kleine-Brockhoff (GMFUS): “We need a robust German-American relationship at the core of NATO”

Dr. Karen Donfried, president of the German Marshall Fund (GMF) of the United States was nominated Assistant Secretary of State for European and Eurasian affairs in the Biden administration last week. Several other GMF experts have already taken up key positions: Derek Chollet (counselor to the State Department), Laura Rosenberger (director for China on the National Security Council) or Julianne Smith (senior advisor to the Secretary of State). Thomas Kleine-Brockhoff, vice president of the GMF, shares his insights about the future of the transatlantic relationship under the Biden administration and the need to reinvent NATO’s conventional defence around German contributions.

The AURo-Atlantic Romania

The illusion generated by Romania’s pro-European political choice has led to a collective blindness towards the country’s backsliding from European values. Increasingly, one of our core security threats comes from within, rather than outside our borders. 

Romania’s accession to the European Union and NATO was backed by almost unanimous popular support, and throughout the years the country has maintained its position among the states which held the EU and the US in the highest esteem. One generation after another has learned in school that the Latin origins of the Romanian language and people (through which we are related to France, Italy and Spain, countries that many Romanians call home today) are defining for our national identity. Through the royal family we have become related to Europe once again.

The post-1989 strategic choice Romania made was firmly pro-Western, even during the times of Ion Iliescu and Adrian Năstase, when very little of what was happening in our country was reminiscent of the realities in the EU. The Bucharest-London-Washington axis was not derailed even by Brexit, Donald Trump or Liviu Dragnea. Currently, in the EU Parliament, Romania votes consistently along the lines promoted by the Western Franco-German nucleus, and is methodically avoiding any association with the democratic backslidings of other Eastern European states. Everything in our history and identity is European, and the pinnacle of our post-1989 aspirations was always to be sought in the West.

EU membership has brought us the possibility to work and study in the West. In spite of repeated and considerable pressures on the rule of law and democracy, over the past years Romanians have supported the anti-corruption agenda, whether at the ballot or in the streets through protest. Romania’s presence at the head of the fastest-growing EU economies has been constant in recent years, its GDP increasing eightfold since the 1990s. We are among the most reliable European countries regarding the NATO defence expenditure pledges.

The forest of backwardness hidden behind the European trees

In such a context, how could one ever suspect that we are anything but the quintessential expression of Euro-enthusiasm? We have fed ourselves with the illusion that the only possible direction was ‘further and further to the West’; that modernisation and Europeanisation are inevitable processes; that we are invulnerable to the problems faced by our neighbours – from the rise of the far-right and the intolerance towards migrants and minorities of any kind, to the slide into authoritarianism, the spread of Russian propaganda and attempts at destabilisation, simply because ‘we are so pro-West and anti-Russian’.

There is another reality represented by a version of Romania that looks more and more different from what Europe really represents structurally and in terms of values and identity.

Notwithstanding these realities which some of us share, there is another reality represented by a version of Romania that looks more and more different from what Europe really represents structurally and in terms of values and identity. The political class is using the pro-European discourse opportunistically, rather than with the purpose of genuinely promoting a set of values to Romanian society. The policies adopted in the past decades have effectively marginalised the people that do not live in large urban centres, and thus see themselves trapped in a context that does not offer them many of the opportunities that promised to be so abundant at the time of the country’s accession to the European Union: a country with families split between those that have left to a seek better income in the West and those that have stayed and have been supported by them, a country in which some of us have prospered because of the new economic trends, whilst others have felt overwhelmed by changes that we did not understand and that nobody prepared us for.

The success of AUR, inconceivable until recently, as well as all the instances of ultraconservative and antidemocratic actions are primarily a consequence of this trend.

The traditional parties have fostered a radical electorate behind their democratic rhetoric

Until the moment the exit poll in December’s parliamentary elections was announced, the Romanian media’s interest in the AUR party was close to zero. The shock generated by the collective realisation that a party unknown to most people was to become the fourth-largest political force in the country generated an avalanche of articles that either presented the profile of the AUR candidates and their most outrageous declarations, or commented in an alarmist tone on the consequences of Romania’s entry in the ranks of the European states with extremist representation in their parliaments. However, all these approaches are distant from the essence of the problem.

The Romanian electorate with sympathies towards populist or nationalist narratives is not new. Although the 9% score obtained by AUR may seem very high, in the parliamentary elections with the lowest turnout since the Romanian Revolution this translated into little more than around 540,000 votes. This number seems less impressive if compared with the one million votes received by PPDD in the 2012 elections, when this (now-defunct) party capitalised upon the ongoing hardships associated by the economic crisis through its staunchly populist discourse.

AUR has achieved prominence because it gives a voice to a part of the population, and promises to fill the void that they feel.

The duplicitous rhetoric used by Romania’s main political parties is one of the reasons why this segment of the population has remained largely under the radar in the past years. Hence the Social Democratic Party (PSD), along with smaller parties such as PRO Romania or ALDE, and even the National Liberal Party (PNL), have adopted a nominally democratic pro-European rhetoric meant to gain the sympathy, or at least the trust, of Romania’s international partners. At the same time, these same groups have not shied away from adopting socially conservative and even antidemocratic positions when this promised some easily obtained electoral points. In fact, such electorates were actively cultivated.

Apart from social values, the main parties have also pushed for policies that led in the end to an uneven, imbalanced development. After three decades when PSD, nominally a social-democratic party, has regularly governed Romania, our country is still at the very bottom of the risk of poverty rankings in the EU: according to Eurostat, in 2018, 23.5% of Romanians were in a difficult or very difficult financial situation. At the same time, although the PNL defines its vision as promoting a ‘respect for diversity’, among others, this party voted almost unanimously in favour of the illiberal 2018 referendum aimed at banning same-sex marriages in Romania. It is also fairly clear that repeated declarations with nationalist and anti-Hungarian undertones by some PNL leaders did not do much in helping promote the party as a defender of liberalism in our society.

Although it may seem that the rise of AUR comes from its clear, simple and ideologised discourse, this dimension comes only second among the factors that have contributed to its success. Although undeniably persuasive and well-adapted to the dynamics of social media, the discourse of AUR only represents a vehicle being used with great effectiveness. First and foremost, AUR has achieved prominence because it gives a voice to a part of the population, and promises to fill the void that they feel. This void is the key, and not the fact that an agile and opportunistic actor has observed a vulnerability and has learned to exploit it. The current excessive focus on AUR, as if it represents a sole and exhaustive expression of political radicalisation in Romania, is moving the spotlight away from the true issue: the practices of the main parties and the failure of their development policies.

Romania has the largest disparities between the regions with the highest and lowest GDP per capita in the entire European Union (the most developed region in our country is 3.6 times more prosperous than the least developed one).

AUR remains the least of our worries

What we are seeing is fundamentally a problem of social exclusion and absence of opportunities. The chronic distrust in the state authorities and moderate political forces, or even the quintessential institutions of representative democracy, stems from their sustained incapacity to generate prosperity. Although not alone in facing this issue, Romania has been performing exceptionally poorly in this chapter, year after year. In September 2020, essential democratic institutions received abysmal trust ratings: only 9.5% of Romanians trusted the country’s parliament, while 13.7% had confidence in the country’s government. 

If there were truly a climate of public trust in the country’s institutions, the conspirational and anti-system discourse of AUR could not have resonated in such a way. Their nationalist and illiberal rhetoric lacks rigour if it is not assembled upon a frame of distrust and alienation amongst segments of the society. Unfortunately, the unequal socio-economic evolution of our country has led precisely to this reality. 

Between 2014 and 2019, Romania prided itself in one of the biggest GDP increases in the EU, over 40%. In recent years, some areas of the country have experienced a remarkable growth, with standards of living coming to a par with those in Western Europe. According to Eurostat, in 2019 the Bucharest-Ilfov area had a GDP per capita (at purchasing power parity) larger than that of cities such as Helsinki or Berlin. The contrasts within the country, however, are enormous. Romania has the largest disparities between the regions with the highest and lowest GDP per capita in the entire European Union (the most developed region in our country is 3.6 times more prosperous than the least developed one). All other regions of our country feature on the lower third of the EU’s development ranking.

Romania has a major social mobility issue as well. According to the 2020 Global social mobility index from the World Economic Forum, Romania is the second most difficult place in the EU to improve your social and financial situation if you are from a low-income background. Only Greece, a country devastated by an economic crisis spanning almost 10 years, fares worse among EU states at this indicator.

Marginalisation – a national security risk

An analysis conducted in 2016 by the Romanian National Institute of Statistics revealed that the counties with the largest percentage of former residents that have emigrated over the shortage of jobs were in the province of Moldova. In Neamț, the number of emigrants almost equals the number of existing workplaces in the county. There is no coincidence that such regions lacking any opportunities have the constituencies where AUR obtained its best results. For as long as the socio-economic developments leave behind winners and losers separated by such a large gap, the conditions favouring the success of nationalist parties will linger on. And as economic and political results are oftentimes attributed to the European Union in the public psyche, the resentment towards a West perceived as not delivering on expectations can be expected to rise (which will also be amplified by parties keen to find a scapegoat for all of the country’s misfortunes). 

Abandoning such a large portion of our population to underdevelopment represents a major vulnerability for our country in the face of rising authoritarianism and illiberalism, and therefore poses a structural risk that malign foreign actors will be very keen to exploit in order to slow down and reverse the country’s modernisation and Europeanisation.

Abandoning such a large portion of our population to underdevelopment represents a major vulnerability for our country in the face of rising authoritarianism and illiberalism, and therefore poses a structural risk that malign foreign actors will be very keen to exploit in order to slow down and reverse the country’s modernisation and Europeanisation. When people see themselves systematically neglected by conventional political actors and the institutions that are meant to serve them, they turn their hopes and support to whichever options promising a change. AUR has communicated effectively; it knew who its target-audience was; it has indeed been helped by the context of heightened uncertainty and distrust amplified by the pandemic, and it has exploited the popularity of the church in the countryside to attract the most visible and vocal part of the dissatisfied. However, many more have remained under the diffuse influence of PSD, PNL and their smaller satellites, where they serve as an exploitable demographic that is much larger than the 500,000 votes which AUR won last time.

The Romanian version of the article was published on Adevărul.

About the projectSupported by the National Endowment for Democracy, Political Capital and its partners from Austria, Bulgaria, Czechia, Poland, Slovakia and Romania are researching value-based attitudes to foreign policy and authoritarian influence in the European Union’s institutions.

Turkey’s regional options in the 21st century: between the political West and the wider Asia

Turkey is located at the crossroads of a variety of geographical, economic, political, and cultural boundaries – across continents, regions, and subregions. This article documents Turkey’s dilemmas about participating in European and Asian cooperation formats and the structural limits they pose for further integration in one or the other direction.